a customer contacts her registered representative to buy an otc stock. rather than buying the shares directly from a market maker, the broker-dealer contacts another broker-dealer and that firm buys the shares from a market maker. since this creates two levels of transaction fees, it is referred to as:

Question

01-12-2022
Business

contestada

a customer contacts her registered representative to buy an otc stock. rather than buying the shares directly from a market maker, the broker-dealer contacts another broker-dealer and that firm buys the shares from a market maker. since this creates two levels of transaction fees, it is referred to as:

Respuesta :

Otras preguntas

An investment adviser representative (IAR) personally owns 100,000 shares of DEF stock. He believes that the stock is a good long term investment, but that the

Which level of core training exercise prepares an individual to dynamically stabilize and generate force at more functionally applicable speeds?

Joey wants to get a 90 test average in Science. He has already had two tests and he earned a 91 and 85 on those tests. Write and solve an equation to find out w

When you see road workers at a construction site, you should obey their instructions A. only if you see orange cones on the roadB. unless the instructions confl

Write a program that computes and prints the average of the numbers in a text file. You should make use of two higher-order functions to simplify the design. An

Criminal trials for charges of murder and other serious crimes would be conducted in the---------.

You will need to use information learned in this unit as well as conducting outside (50 (NEED HELP ASAP)research online or in a textbook. In a few paragraphs (a

Show calculations for each of the ratio table

14. What is the primary purpose of cellular respiration? a. To use sunlight to produse food molecules b. To release energy from food molecules c. To

contexto38 contexto38 · Answer 1 · 2022-12-06T05:55:18+01:00

Another broker-dealer is contacted, and that company purchases the shares from a market maker. This is known as interpositioning since it results in two levels of transaction costs.

Interposition is the unlawful act of placing an extraneous third party, often another broker-dealer, between the client and the best price currently on the market with the express intent of earning additional fees at the expense of the consumer.

The act of putting a different broker-dealer between a customer and the best market is known as interposition. Interposition is not allowed unless it can be shown that the client got a better deal as a result.

To learn more about interpositioning

https://brainly.com/question/13667512

#SPJ4